We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.
Intellect Neurosciences, Inc.
$1,200,000
PIPE
Preferred Stock & Warrants
Tonix Pharmaceuticals Holding Corp.
$7,800,000
Public Offering
Common Stock
Nanox Imaging PLC
$2,100,000
Represented J.P. Turner & Company
PIPE
Cell Source Ltd.
Reverse Merger
July 2014
CollabRx, Inc.
$1,800,000
Common Stock
Represented Underwriter
NTS Inc.
$140,000,000
Acquisition
June 2014
Free Seas Inc.
$25,000,000
Public Offering
Preferred Stock & Warrants
Zenovia Digital Exchange Corporation
$5,000,000
PIPE
Secured Notes & Warrants
Vuzix Corporation
$3,000,000
PIPE
5% Secured Promissory Notes
Sorrento Therapeutics, Inc.
$25,000,000
Public Offering
Common Stock
Cyclacel Pharmaceuticals Inc.
$10,000,000
Secondary Public Offering
Represented Underwriter
NovaBay Pharmaceuticals, Inc.
$6,720,000
Secondary Public Offering
Common Stock & Warrants
AV Therapeutics
$1,260,000
PIPE
Common Stock & Warrants
UX2 Biosystems, Inc.
$2,500,000
PIPE
Promissory Notes & Common Stock Purchase Warrants
ClearSign
$6,500,000
Registered Direct Offering
Represented Placement Agent
