We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.
Tonix Pharmaceuticals Holding Corp.
$28,700,000
Public Offering
Common Stock
Full Swing Golf Inc.
Endorsement deal with Tiger Woods
January, 2015
Vuzix Corporation
$24,800,000
Investment from Intel
January, 2015
PlasmaTech Biopharmaceuticals, Inc.
$14,000,000
Represented H.C. Wainwright & Co. and Aegis Capital Corp as Underwriters
Common Stock and Warrants
SBI Investments LLC
$6,500,000
PIPE
Sold Membership Interests
Can-Fite Biopharma Ltd.
$8,000,000
At-the-Market Registered Direct Offering
December 2014
Synergy Pharmaceuticals Inc.
$200,000,000
Rule 144A Offering of 7.5% Convertible Senior Notes
November 2014
MV Augusta
Partnership with Mercedes-AMG
November 2014
Contravir Pharmaceuticals, Inc.
$9,000,000
PIPE
Convertible Preferred Stock
Cel-Sci Corporation
$6,000,000
October 2014
Towerstream Corporation
$35,000,000
Secured Financing
October 2014
Single Touch Interactive, Inc.
$11,000,000
PIPE & Financing from Fortress Investment Group
October 2014
Rightscorp, Inc.
$2,650,000
PIPE
September 2014
Citius Pharmacueticals, LLC
$2,040,000
Reverse Merger & PIPE
Labor Smart, Inc.
$1,100,000
Private Placement
Common Stock
