We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.
Calpian Inc.
$1,400,000
PIPE
Common Stock & Warrants
Viking Therapeutics, Inc.
$24,000,000
IPO
Represented Laidlaw & Co. (UK) & Feltl and Co. as Underwriters
Dynatronics Corporation
$4,000,000
PIPE
Represented Ladenburg Thalmann & Co. Inc. as Placement Agent
Amarantus BioSciences
$5,000,000
PIPE Investment
Series G Preferred Stock
Professional Diversity Network
$5,000,000
Public Offering
Pursuant to S-3 Shelf Registration
Pegasi Energy Resources Corp.
$1,875,000
PIPE
Common Stock & Warrants
SITO Mobile, Ltd.
$3,700,000
Acquisition of Hipcricket's Mobile Advertising Business
July 2015
Can-Fite BioPharmaceutical Ltd.
Licensing Agreement with Cipher Pharmaceuticals, Inc.
March 2015
Citius Pharmaceuticals, LLC
$270,000
PIPE
Common Stock & Warrants
Dais Analytic Corporation
$2,750,000
PIPE
Common Stock
Solar3D
$12,500,000
Public Offering & NASDAQ Uplisting
Offering underwritten by Cowen & Company LLC
CollabRX, Inc.
$3,000,000
Public Offering Pursuant to S-3 Registration
Common Stock
CollabRX, Inc.
$5,520,000
Represented Aegis Capital Corp. as Sole Book-Running Manager
Public Offering
Actinium Pharmaceuticals Inc.
$20,000,000
Represented Laidlaw & Company (UK) Ltd.
Public Offering
Trovagene, Inc.
$23,000,000
Public Offering
Common Stock
