We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.
FTE Networks, Inc.
$3,000,000
Private Placement of Common Stock and Warrants
Represented Laidlaw & Company (UK) Ltd. as Placement Agent
Network 1 Securities
$7,700,000
Public Offering of Common Stock
September 2016
BioPharmX Corporation
$930,000
Registered Direct Offering of Common Stock
Private Placement of Warrants
General Cannabis Corp.
$2,600,000
Senior Secured Promissory Notes
Common Stock Purchase Warrants
SITO Mobile, Ltd.
$11,500,000
Public Offering
September 2016
CEL-SCI Corporation
$5,000,000
Registered Direct Offering of Common Stock
Private Placement of Warrants
Aridis Pharmaceuticals, Inc.
$15,200,000
Private Placement of Common Stock and Warrants
August 2016
EyeGate Pharmaceuticals, Inc.
$3,770,000
Registered Direct Offering of Common Stock and Preferred Stock
Private Placement of Warrants
Vuzix Corporation
$6,600,000
Registered Direct Offering of Common Stock
July 2016
Tonix Pharmaceuticals Holding Corp.
$10,000,000
Public Offering
Common Stock
Intellicheck Mobilisa, Inc.
$2,100,000
Public Offering
Common Stock and Warrants
PhaseRx, Inc.
$18,500,000
Initial Public Offering
Common Stock
iSign Solutions Inc.
$1,200,000
Public Offering
Common Stock and Warrants
Aytu BioScience, Inc. .
$7,500,000
Public Offering
Common Stock and Warrants
Synergy Pharmaceuticals Inc.
$89,800,000
Registered Direct Offering
Common Stock
