We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.
XTL Biopharmaceuticals Ltd.
$2,800,000
Private Placement of Warrants
March 2017
Innovus Pharmaceuticals, Inc.
$3,850,000
Public Offering of Common Stock and Warrants
March 2017
Pareteum Corporation
$3,500,000
Public Offering of Common Stock and Warrants
March 2017
Brekford Corporation
$6,000,000
Sale of Assets
March 2017
Private Cannabinoid Life Science Company
$12,300,000
Series B Preferred Stock
Led by Tuatara Capital Fund 1, L.P.
Function(x) Inc.
$4,800,000
Public Offering of Common Stock
Represented Aegis Capital Corp. and Laidlaw & Company (UK) Ltd.
AYTU BioScience, Inc.
$2,300,000
Warrant Exchange
Represented Joseph Gunnar & Co., LLC and Fordham Financial Management, Inc.
Vycor Medical Inc
Online Private Placement
January 2017
Ener-Core, Inc.
$3,600,000
Private Placement of Warrants
Convertible Senior Secured Notes
Vuzix Corporation
$14,500,000
Registered Direct Offering of Common Stock
December 2016
Midwest Energy Emissions Corp.
$13,500,000
Private Placement of Common Stock
Oppenheimer & Co.
Aytu BioScience, Inc.
$8,600,000
Public Offering of Common Stock and Warrants
November 2016
Tonix Pharmaceuticals Holding Corp.
$5,200,000
Public Offering of Common Stock and Warrants
November 2016
ToughBuilt Industries, Inc.
$6,100,000
Private Placement of Preferred Stock and Warrants
October 2016
ABT Holdings, Inc.
$5,000,000
Senior Secured Convertible Debentures
October 2016
