We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.
Precipio, Inc.
$6,000,000
Common Stock and Warrants
Represented Aegis Capital Corp. as Lead Underwriter
Aytu BioScience, Inc.
$11,800,000
Private Placement of Equity Securities
Series A Preferred Stock
Vuzix Corporation
$8,625,000
Common Stock
August 2017
JetSmarter Inc.
Institutional Capital Raise
August 2017
Shared Labs, Inc.
$2,549,000
Private Placement Offering
August 2017
Pollex, Inc.
$2,250,000
Private Placement Offering
August 2017
Cloud Commerce, Inc.
Acquisition
August 2017
China Internet Nationwide Financial Services Inc..
$20,000,000
Public Offering
Ordinary Shares
Medical Transcription Billing, Corp.
$7,400,000
Public Offering
Preferred Stock
Medical Marijuana Reverse Merger and $3.3M PIPE
$3,300,000
Common Stock and Warrants
June 2017
XTL Biopharmaceuticals Ltd.
$2,500,000
Registered Direct Offering of American Depositary Shares
Private Placement of Warrants
Immuron Limited
$6,100,000
Initial Public Offering and Nasdaq Uplisting
June 2017
Ampio Pharmaceuticals, Inc.
$6,600,000
Registered Direct Public Offering
Represented Joseph Gunnar & Co. as Lead Placement
MRI Interventions, Inc
$13,250,000
Public Offering of Common Stock and Warrants
Joseph Gunnar & Co. and Brookline Capital Markets
Tonix Pharmaceuticals Holding Corp.
$8,000,000
Public Offering of Common Stock
April 2017
