We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.
MoneyOnMobile, Inc.
$5,000,000
Private Placement Offering
Series H Preferred Stock
MoneyOnMobile, Inc.
$7,600,000
Private Placement Offering
Series F Preferred Stock
QBIO Med, Inc.
$5,500,000
Common Stock and Warrants
Represented Roth Capital Partners as lead Placement Agent
Vuzix Corporation
$30,000,000
Registered Direct Offering
Common Stock and Warrants
Biotricity Inc.
$2,500,000
Registered Direct Public Offering
Common Stock
Vuzix Corporation
$12,500,000
Registered Direct Offering
Common Stock and Warrants
Medical Transcript Billing, Corp.
$3,900,000
Series A Preferred Stock
Registered Public Offering
Pareteum Corporation
$6,580,000
Common Stock and Warrants
Registered Public Offering
Precipio, Inc.
$2,700,000
Common Stock and Warrants
Represented Aegis Capital Corp. as Placement Agent
Pareteum Corporation
$12,000,000
Common and Preferred Stock
November 2017
Ampio Pharmaceuticals, Inc.
$6,750,000
Registered Direct Public Offering of Common Stock
Represented Joseph Gunnar & Co. as Lead Placement
Pareteum Corporation
$1,570,000
Pursuant to S-3 Shelf Registration
October 2017
Medical Transcript Billing, Corp.
$6,000,000
Preferred Stock
Represented Rodman & Renshaw as Lead Placement Agent
One Wall Partners
$63,000,000
Real Estate Portfolio Acquisition
September 2017
BiondVax Pharmaceuticals, Ltd.
$10,000,000
Public Offering of American Depository Shares
Represented Joseph Gunnar & Co. as Lead Undewriter
