We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.
Applied UV Inc.
$12,000,000
Initial Public Offering
July 2021
ToughBuilt Industries, Inc..
$40,000,000
Direct Offering
July 2021
Grove, Inc..
$12,700,000
Initial Public Offering
June 2021
Splash Beverage Group, Inc.
$15,000,000
Common Stock and Warrants
June 2021
Red Light Holland Corp.
$3,200,000
Acquisition
June 2021
BriaCell Therapeutics Corp.
$27,200,000
Common Stock and Warrants
June 2021
ENGlobal Corporation
$20,000,000
Registered Direct Offering
June 2021
KULR Technology Group, Inc.
$6,000,000
Preferred Stock and Warrants
May 2021
Jiuzi Holdings Inc.
$26,000,000
Initial Public Offering
May 2021
ShiftPixy, Inc.
$12,000,000
Common Stock and Warrants
May 2021
Alset EHome International Inc.
$32,000,000
Common Stock and Warrants
May 2021
High Tide Inc.
$20,640,000
Acquisition
May 2021
Farmmi, Inc.
$48,300,000
Underwritten Private Offering
May 2021
American Battery Metals Corporation
$15,000,000
Registered Direct Offering
April 2021
Document Security Systems, Inc.
$30,000,000
Private Investment
April 2021
