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60 Days And Counting: “Regulation Best Interest” Is Nearly Here. Are Independent Broker-Dealers Ready? What They Need to Know and Do

On June 5, 2019, the United States Securities and Exchange Commission (“Commission”) adopted Rule 15l-1 (“Regulation Best Interest”) under the Securities Exchange Act of 1934 (“Exchange Act”), which …

Continue Reading about 60 Days And Counting: “Regulation Best Interest” Is Nearly Here. Are Independent Broker-Dealers Ready? What They Need to Know and Do →

Sichenzia Ross Ference Trust & Estate Attorneys Quoted in LegalZoom Article

Press Release – New York, NY – December 6, 2019 – Sichenzia Ross Ference (SRF) trust and estate attorneys Jodi Zimmerman and Robert Birnbaum were quoted in a LegalZoom article entitled Including Your …

Continue Reading about Sichenzia Ross Ference Trust & Estate Attorneys Quoted in LegalZoom Article →

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