NEW YORK, Jan. 28, 2025 -- Sichenzia Ross Ference Carmel LLP (“SRFC”), a full-service law firm internationally recognized for its securities and litigation practices, reported that in 2024 it closed …
60 Days And Counting: “Regulation Best Interest” Is Nearly Here. Are Independent Broker-Dealers Ready? What They Need to Know and Do
On June 5, 2019, the United States Securities and Exchange Commission (“Commission”) adopted Rule 15l-1 (“Regulation Best Interest”) under the Securities Exchange Act of 1934 (“Exchange Act”), which …
SRF CLIENT ALERT: Major Changes for Your IRA Account
Congress has made major changes for IRA accounts effective January 1, 2020: The End of the Stretch IRA Before 2020, anyone who inherited an IRA account was able to delay taking distributions …
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