Sichenzia Ross Ference Carmel LLP
On January 22, 2024, the Federal Trade Commission (the “FTC”) announced new jurisdictional thresholds for the Hart-Scott-Rodino Act (“HSR”). The FTC enforces the federal antitrust laws, specifically …
Continue Reading about New Financial Thresholds For Pre-Merger Notification For 2024 Announced →
On July 26, 2023, the Securities and Exchange Commission issued the Final Rule on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure (the “Cybersecurity Rule”). The …
On January 24, 2024, the Securities and Exchange Commission (“SEC”) adopted final rules relating to special purpose acquisition companies ("SPACs”). This email just touches on the material aspects of …
Continue Reading about SEC Issues New SPAC/De-SPAC Rules: A Definitive Guide →
Stock option plans can be a valuable tool for companies to attract and retain talented employees, consultants, and other non-employee service providers. When implementing a stock option plan, it is …
Continue Reading about Understanding the Differences Between NQSOs and ISOs: A Guide for Companies →
If your company is planning to go public or conduct a securities offering in the United States, you’ll need to file a 424(b) prospectus with the Securities and Exchange Commission (SEC). This filing …
Continue Reading about What Is a 424(b) Filing and Why Is It Important? →
As a small business looking to go public, you may have heard of the term “Emerging Growth Company” or EGC. Under the Jumpstart Our Business Startups (JOBS) Act of 2012, companies that meet certain …
Continue Reading about Understanding Emerging Growth Company Status: Advantages and Disadvantages →
