NEW YORK, Jan. 29, 2025 -- Sichenzia Ross Ference Carmel LLP (“SRFC”) announced today that it was named the number one “most active” securities law firm for Confidentially Marketed Public Offerings, …
Sichenzia Ross Ference Carmel LLP Closes Over 130 Capital Markets Transactions Valued at Over $1 Billion in 2024
NEW YORK, Jan. 28, 2025 -- Sichenzia Ross Ference Carmel LLP (“SRFC”), a full-service law firm internationally recognized for its securities and litigation practices, reported that in 2024 it closed …
CMF Wins FINRA Expungement of Customer Complaint for Registered Representative
Press Release – New York, NY – June 24, 2020 – Securities and corporate law firm Carmel, Milazzo & Feil LLP announced today that it obtained a FINRA arbitration award (Case No. 19-00448) …
Carmel, Milazzo & Feil Obtain Successful Appeal and Vacatur of FINRA Disciplinary Finding
Press Release – New York, NY – April 13, 2020 – Securities and corporate law firm Carmel, Milazzo & Feil LLP announced today that attorneys Timothy Feil, Esq., and Craig Riha, Esq., obtained an …
FINRA Seeks to Require Registration of Persons Who Develop Algorithmic Trading Strategies
FINRA has filed a proposed rule with the Securities and Exchange Commission (“SEC”) that would require associated persons of FINRA member firms who are responsible for the design, development or …