Sichenzia Ross Ference Carmel LLP
March 2, 2016 – Partner Greg Sichenzia was interviewed for an article in The Deal titled “Credit Market Volatility Versus the Model.” The article discusses the effect of the market’s recent volatility …
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FINRA has filed a proposed rule with the Securities and Exchange Commission (“SEC”) that would require associated persons of FINRA member firms who are responsible for the design, development or …
In the fall of 2015, Credit Suisse announced that it intended to wind down its United States private banking operations. Shortly thereafter, Credit Suisse announced that it had entered into an …
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February 22, 2016 – Partner Greg Sichenzia wrote an article for Huffpost Business titled “Investing in a Down Market: Learnings From Warren Buffet and Other High Profile Investors.” The article …
February 22, 2016 – Partner Greg Sichenzia was quoted in a Law360 article titled “More Biotech IPOs Likely To Rely On Insiders Amid Slump.” The article discussed that more biotech companies are …
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Overview Start-ups looking to raise no more than $50 million now have the ability to do so by a Regulation A+ offering. The recent amendments to Regulation A, which is Regulation A+, under the …
